Isocyanic Acid Synthesis Essay

A&A 585, A155 (2016)

Synthesis of formamide and isocyanic acid after ion irradiation of frozen gas mixtures

Z. Kaňuchová1,3, R. G. Urso2,3, G. A. Baratta3, J. R. Brucato4, M. E. Palumbo3 and G. Strazzulla3

1 Astronomical Institute of Slovak Academy of Sciences, 05960 Tatranská Lomnica, Slovakia
2 Dipartimento di Scienze Chimiche – Università degli Studi di Catania, Viale A. Doria 6, 95124 Catania, Italy
3 INAF–Osservatorio Astrofisico di Catania, via Santa Sofia 78, 95123 Catania, Italy
4 INAF–Osservatorio Astrofisico di Arcetri, Largo Enrico Fermi 5, 50125 Firenze, Italy

Received: 7 August 2015
Accepted: 5 November 2015


Context. Formamide (NH2HCO) and isocyanic acid (HNCO) have been observed as gaseous species in several astronomical environments such as cometary comae and pre- and proto-stellar objects. A debate is open on the formation route of those molecules, in particular if they are formed by chemical reactions in the gas phase and/or on grains. In this latter case it is relevant to understand if the formation occurs through surface reactions or is induced by energetic processing.

Aims. We present arguments that support the formation of formamide in the solid phase by cosmic-ion-induced energetic processing of ices present as mantles of interstellar grains and on comets. Formamides, along with other molecules, are expelled in the gas phase when the physical parameters are appropriate to induce the desorption of ices.

Methods. We have performed several laboratory experiments in which ice mixtures (H2O:CH4:N2, H2O:CH4:NH3, and CH3OH:N2) were bombarded with energetic (30–200 keV) ions (H+ or He+). FTIR spectroscopy was performed before, during, and after ion bombardment. In particular, the formation of HNCO and NH2HCO was measured quantiatively.

Results. Energetic processing of ice can quantitatively reproduce the amount of NH2HCO observed in cometary comae and in many circumstellar regions. HNCO is also formed, but additional formation mechanisms are requested to quantitatively account for the astronomical observations.

Conclusions. We suggest that energetic processing of ices in the pre- and proto-stellar regions and in comets is the main mechanism to produce formamide, which, once it is released in the gas phase because of desorption of ices, is observed in the gas phase in these astrophysical environments.

Key words: astrochemistry / methods: laboratory: molecular / ISM: molecules / comets: general

© ESO, 2016

1. Introduction

It is commonly thought that energetic processing of interstellar and planetary ices plays a relevant role in astrochemistry and astrobiology. There is also wide consensus that many complex molecules possibly formed in ice mantles on interstellar grains are not observable in the solid phase by IR spectroscopy (Allodi et al. 2013). It is also believed that the desorption of grain mantle species into the gas phase after warming by a proto-star or sputtering by energetic cosmic ions, for example, gives an important contribution to the gas phase composition (Modica & Palumbo 2010; Palumbo et al. 2008). In this paper we present the formation of formamide (NH2HCO) and isocyanic acid (HNCO) after ion irradiation of ice mixtures (H2O:CH4:N2, H2O:CH4:NH3 and CH3OH:N2).

Formamide is of considerable interest in prebiotic chemistry. Formamide and isocyanic acid have been observed as gaseous species in several astronomical environments such as cometary comae (e.g. Bockelée-Morvan et al. 2000; Biver et al. 2014); a new and extended set of recent gas phase observations of several high-, intermediate-, and low-mass pre- and proto-stellar objects has reinforced the interest in these molecules (Mendoza et al. 2014; López-Sepulcre et al. 2015). Formamide has also been tentatively identified in the solid phase in ISO-SWS infrared spectra (Schutte et al. 1999; Raunier et al. 2004). As a result of observations, some authors (Mendoza et al. 2014; López-Sepulcre et al. 2015) concluded that these two species are chemically related in star-forming regions and that at least formamide has to be produced in the solid phase and then released in the gas phase by thermal annealing. We note, however, that this view has recently been challenged by Barone et al. (2015), who have shown on the basis of theoretical calculations that formamide can be formed in the gas phase provided that its precursors, NH2 and H2CO, are available.

This scenario stimulates the experimental studies of solid phase chemistry and in particular of the two main mechanisms that drive the chemical evolution of icy mantles in the interstellar medium (ISM), namely surface chemistry and energetic processing. Recent experiments of hydrogenation of isocyanic acid exclude the possibility that noteworthy quantities of formamide can be formed (Noble et al. 2015).

On the other hand, previous studies have shown that processing of various ice mixtures by UV photons (Bernstein et al. 1995; Henderson & Gudipati 2015), energetic electrons (Jones et al. 2011; Bergantini et al. 2014; Henderson & Gudipati 2015), and ions (Gerakines et al. 2004; Demyk et al. 1998) produce both formamide and isocyanic acid. The experimental results obtained so far are discussed in some detail in Sect. 2.1.

Here we extend these results and present a detailed quantitative measurement of the amount of synthesized formamide and isocyanic acid after ion bombardment of ice mixtures (H2O:CH4:N2, H2O:CH4:NH3, and CH3OH:N2). In addition, some experiments performed on pure frozen formamide that have been published (Brucato et al. 2006) are re-analysed here. The results are discussed in the light of their astrophysical relevance, and we demonstrate that energetic processing of ice can quantitatively reproduce the amount of NH2HCO observed in cometary comae and in many circumstellar regions. HNCO is also formed, but additional formation mechanisms are required to quantitatively account for the astronomical observations.

2. Energetic processing

2.1. Previous experiments

Because it is generally agreed that hydrogenation reactions dominate the grain surface chemistry by saturating the molecules present in ice mantles, it seems obvious to assume that formamide is formed by hydrogenation of HNCO. Surprisingly, however, recent experiments have demonstrated that the hydrogenation of HNCO does not produce detectable amounts of formamide (Noble et al. 2015).

Several studies of energetic processing, with photons, electrons, and ions of different icy mixtures, have shown the formation of formamide and isocyanic acid. Bernstein et al. (1995) demonstrated the formation of formamide, acetamide, ethanol, and nitriles during the warming up of photolyzed samples made of ice mixtures containing H2O, CH3OH, CO, and NH3. Henderson & Gudipati (2015) have recently detected formamide produced by UV Lyman-alpha photons and energetic electrons by two-step laser ablation and ionization mass spectrometry. A detailed mechanistical study of the production of formamide after energetic electron bombardment of several CO:NH3 ice mixtures has been presented by Jones et al. (2011). It has also been suggested that formamide is one of the products of ion irradiation and photolysis of H2O:HCN (Gerakines et al. 2004) or CO:NH3 (Demyk et al. 1998) at low temperature (18 K). In addition, samples of pure formamide ice were irradiated with 200 keV protons (Brucato et al. 2006), and new molecules were synthesized, among which CO, CO2, N2O, HNCO, NH and OCN.

This paper adds new experimental data on energetic processing of ice mixtures, and it is also the first to furnish a quantitative measurement of the molecular number ratio HNCO/NH2HCO obtained from experiments that can be usefully compared with astronomical observations.

2.2. Experimental apparatus

Gaseous mixtures (H2O:CH4:N2, and H2O:CH4:NH3 and CH3OH:N2) were prepared in a vacuum chamber and were admitted through a needle valve into the scattering chamber (P< 10-7 mbar), where they accreted onto a cold (10–20 K) silicon or KBr substrate. Infrared transmittance spectra (resolution of 1 cm-1) were obtained before and after several steps of ion bombardment by FTIR spectrophotometers (Bruker Equinox 55 or Bruker Vertex 70). The substrates were in thermal contact with a closed-cycle helium cryostat (10–300 K).

An ion implanter (200 kV; Danfysik 1080–200) generated energetic ions (up to 200 keV per single ionization) that irradiated the sample on a spot greater than the area probed by the infrared beam (for more details on the experimental set-up see Strazzulla et al. 2001).

We here present experiments obtained by irradiating the samples with 30–200 keV H+ or He+ ions. The ion fluence in ions cm-2 was measured by a charge integrator and continuously monitored during irradiation. The substrate plane was placed at an angle of 45 deg with respect to the IR beam and the ion beam so that spectra were taken in situ, even during irradiation, without tilting the sample.

The IR bands of a given molecule were used to measure the column density N in units of molecules cm-2 through the formula (1)where τ(ν) is the optical depth and A is the band strength (cm molecule-1). The band strengths are listed in Table 1 together with band peak positions, assignments, and references.

Some of the experiments were performed by preparing frozen samples thinner than the penetration depth of the impinging ions that pass through the target and by obtaining the IR spectra at various steps of irradiation. Other experiments were made by irradiating the sample during its deposition, building up a larger thickness of processed material. In this way, the resulting spectrum better shows the weaker bands of the newly synthesized molecules. In the first case the energy deposited by incoming ions was obtained by calculating the stopping power (i.e. the amount of energy deposited per unit path length; eV cm2/molecule) of a given ion in a given target (SRIM code, Ziegler et al. 2008). By multiplying this number times the number of bombarding ions per square centimeter, we obtained the amount of energy released to the sample (dose) in eV per molecule. As usual, we express the dose in eV/16u, a convenient way to characterize chemical changes and to enable a comparison with other experiments with different samples.

Other samples are thicker than the penetration depth of the impinging ions that remain implanted in the target. In this case the dose was calculated by assuming that the energy of the incoming ion is uniformly absorbed by target molecule along the penetration depth of the ion.

For a simultaneous deposition of ices and irradiation, the energy released to the target molecules is estimated from the measurement of the ion flux (ions cm-2 s-1), the energy of impinging ions (eV), and the accretion rate of the frozen film (molecules cm-2 s-1). In all of the experiments we used low current densities (0.001–0.1 μA cm-2) to avoid macroscopic heating of the target.

2.3. Results

2.3.1. Formamide

Frozen layers of pure formamide were deposited at low temperature (20 K) and irradiated with 200 keV H+ ions. In Fig. 1 (top panel) we show IR transmittance spectra (2400–1250  cm-1 (4.17–8.0  μm)), in optical depth scale, of a deposited layer of formamide before and after irradiation at a dose of 12 eV/16u. The thickness of the deposited layer was about 4900 Å, that is, less than the penetration depth of 200 keV H+ ions (about 2  μm) in formamide, as calculated using the SRIM software (Ziegler et al. 2008).

The spectrum of formamide in the considered spectral range exhibits four bands at 1708, 1631, 1388, and 1328  cm-1 before radiation (for more detail see Brucato et al. 2006). The decrease of the intensity of these bands and the appearance of new bands is evident from the figure and testifies to the formation of molecular species as indicated in the labels of Fig. 1 (top panel).

Fig. 1

IR transmittance spectra (2400–1250  cm-1 (4.17–8.0  μm)), in optical depth scale. The top panel shows the spectrum of formamide (20 K) after irradiation at a dose of 12 eV/16u with 200 keV H+ ions (full line). The main species formed after irradiation are labelled. The spectrum obtained before irradiation is also shown for comparison (dotted line). The middle panel shows the spectrum of a mixture H2O:CH4:N2 (1:1:1) deposited at 12 K and while being irradiated by ions at a dose of about 300 eV/16u. Absorption features assigned to HNCO and NH2HCO are labelled. The bottom panel shows the spectrum of a mixture H2O:CH4:NH3 (1:1:1) as deposited at 17 K and after irradiation with 200 keV H+ of about 240 eV/16u. Absorption features assigned to HNCO and NH2HCO are labelled.

Open with DEXTER

In the spectral range considered in Fig. 1, CO and CO2 absorption bands are observed at 2140 and 2342  cm-1, respectively. The bands observed at 2260  cm-1 and 2240  cm-1 are assigned to isocyanic acid (HNCO) and nitrous oxide (N2O), respectively. The weak band at 2083  cm-1 is due to the CN stretching mode in HCN. The presence of the SiH stretching band observed at 1997  cm-1 is owing to the fraction of protons that entirely cross the ice sample and are implanted into the silicon substrate. Another intense band, located at 2165  cm-1, is commonly assigned to the cyanate anion OCN (Grim & Greenberg 1987; Hudson et al. 2001; van Broekhuizen et al. 2004). Evidence that the ammonium cyanate complex NHOCN is formed is given by the band at 1478  cm-1, which is ascribed to NH (Raunier et al. 2004).

Figure 2 gives the column density ratio of HNCO/formamide as a function of irradiation dose. It was obtained from the bands at 2260  cm-1 (HNCO) and 1388  cm-1 (NH2HCO) using the band strength values reported in Table 1. The HNCO band area was obtained by fitting the feature in the spectral range between 2270–2220  cm-1 with two Gaussian curves peaked at 2260  cm-1 and 2240  cm-1 that are assigned to HNCO and N2O, respectively. The resulting error on the HNCO integrated optical depth is of the order of a few percent.

2.3.2. H2O:CH4:N2 mixtures

Mixtures of H2O:CH4:N2 (1:1:1) were deposited at 12 K and were at the same time irradiated with 30 keV He+ beams. Experiments were conducted at low (about 10 eV/16u) and high (about 300 eV/16u) dose. In Fig. 1 (middle panel) we present the IR transmittance spectrum (2400–1250  cm-1 (4.17–8.0  μm)) of such a mixture while it was irradiated by ions at a dose of about 300 eV/16u. This spectrum clearly shows two features at 1388 and 1330  cm-1 that demonstrate the formation of formamide after ion bombardment. In the spectrum of the irradiated mixture we observe bands at about 1310  cm-1 and at about 1600  cm-1, which are due to the original frozen methane and water molecules, respectively. All of the other bands are formed after ion bombardment. In addition to formamide, we observe the appearance of the same bands observed after irradiation of formamide, although with different relative abundances: CO and CO2 at 2140 and 2342  cm-1, respectively; HNCO (2260  cm-1), N2O (2240  cm-1), OCN (2165  cm-1), HCN (2083  cm-1), and NH (1478  cm-1).

The column density ratio of HNCO/formamide was obtained by measuring their column density according to Eq. (1) using the area of the bands at 2260  cm-1 (HNCO) and at 1388  cm-1 (formamide) and their band strengths given in Table 1. The results are reported in Fig. 2: the ratio at a low dose of irradiation values is about 3 and decreases to about 0.1 for high-dose irradiation. Moreover, in this case the HNCO band area was obtained by fitting the feature in the spectral range between 2270–2220  cm-1 with two Gaussian curves peaked at 2260  cm-1 and 2240  cm-1, which are assigned to HNCO and N2O, respectively.

We performed additional experiments by changing the stoichiometry of the initial mixtures: H2O:CH4:N2 (1:2:1); (1:2:10); and (1:2:100). These experiments were conducted with thick targets (i.e. larger than the penetration depth of the used ions) deposited at low T (15–20 K) and then irradiated with 30 keV He+ beams. The obtained column density ratios are plotted in Fig. 2. For these mixtures we also measured the total amount of deposited nitrogen atoms from which we obtained the fraction of nitrogen atoms that react to form HNCO and formamide. The results are plotted in Fig. 3 where the column density of HNCO and formamide formed after ion bombardment of the different mixtures is presented as the ratio to the total nitrogen atoms present before irradiation and plotted vs. irradiation dose (eV/16u).

Figure 2 shows that the ratio of HNCO/formamide decreases with the increase of nitrogen content (it is not measurable for the 1:2:100 mixture). Figure 3 clearly shows that both HNCO and formamide are formed less efficiently when the mixture is dominated by nitrogen; formamide is below the detection limit of our technique for the 1:2:100 mixture. The results are expected: it is reasonable that molecules that need H, C, N and O to be formed are less efficiently formed when one of the atoms dominates the mixture and the C- and O-bearing species are dispersed in a matrix dominated by nitrogen.

2.3.3. H2O:CH4:NH3 mixture

We prepared a thin frozen mixture of H2O:CH4:NH3 (1:1:1) at 17 K and after deposition irradiated it with 200 keV H+ beams. From a qualitative point of view we observe the formation of the same bands as for the previous mixtures, but with different relative intensities. A comparison of the spectra in Fig. 1 shows that substituting molecular nitrogen with ammonia causes a noteworthy increase in the relative amount of formamide with respect to that of isocyanic acid. This is made more clear in Fig. 2 where the ratio of the two species (HNCO/NH2HCO) shows a behaviour completely different from the one of the mixtures with molecular nitrogen.

When ammonia is present, the amount of formed HNCO is much lower than that of formamide. Figure 3 shows that formamide is efficiently produced by incorporating up to about 15% of the initial nitrogen. HNCO is detected only at high dose, probably formed from species different from those deposited in the mixtures such as formamide itself.

2.3.4. CH3OH:N2 mixture

We prepared a frozen mixture of CH3OH:N2 (1:1) as a thin film at 16 K and after deposition irradiated it with 200 keV H+ beams. We here also observe the formation of isocyanic acid and formamide, whose column density ratio is plotted in Fig. 2. The obtained values are clearly similar to those obtained with the molecular nitrogen containing ternary mixtures. This consistency is confirmed by the data reported in Fig. 3, which show a ratio of HNCO/(initial nitrogen atoms) of about 6–7 per mill and a ratio of 2–3 per cent for formamide/(initial nitrogen atoms).

The quantitative results reported in Fig. 3 are consistent with previous experimental results. Bernstein et al. (1995) reported a quantity of about 1.8% (with respect to original nitrogen) of formamide in the residue formed after UV photolysis and thermal processing of methanol-containing interstellar ice analogues. Jones et al. (2011) found an abundance of formamide of about 1–2% after 60 min of electron bombardment of CO:NH3 mixtures at 12 K. Gerakines et al. (2004) found an abundance of about 2% after 0.8 MeV proton irradiation of H2O:HCN and H2O:NH3:HCN ice mixture at a dose of 10 eV/mol.

3. Discussion

Water (H2O), carbon monoxide (CO), carbon dioxide (CO2), methanol (CH3OH), methane (CH4), and ammonia (NH3) are the most abundant molecular species detected in the interstellar medium in the solid phase (e.g. Gibb et al. 2004; Öberg et al. 2011). These species are also observed in cometary comae (e.g. Bockelée-Morvan et al. 2000). Molecular nitrogen, being a homonuclear molecule without any infrared active band, cannot be directly observed in icy grain mantles, but its presence is deduced from the depletion of gas-phase species (e.g. Caselli et al. 2002; Bergin et al. 2002). Recently, molecular nitrogen has been detected in comet 67P/Churyumov-Gerasimenko (Rubin et al. 2015). In the present study we have considered binary and ternary mixtures with H- O- C- and N-bearing species (i.e. H2O, CH3OH, CH4, NH3 and N2). All these mixtures are reasonably representative of the composition of interstellar icy grain mantles and cometary ices. For the H2O:CH4:N2 mixture we also considered different initial ratios to investigate how the relative abundance of a given species can affect the results.

Fig. 2

Molecular number ratio HNCO/formamide obtained after ion bombardment of different frozen ice mixtures is plotted vs. irradiation dose (eV/16u). The dashed vertical line represents the range of values measured in astronomical sources.

Open with DEXTER
Fig. 3

Column density of HNCO and formamide formed after ion bombardment of different frozen ice mixtures shown as the ratio to the total nitrogen atoms present in the mixtures before irradiation and plotted vs. irradiation dose (eV/16u).

Open with DEXTER

3.1. Pre- and proto-stellar regions

Solid-phase formamide has been tentatively identified in ISO-SWS infrared spectra of the proto-stellar objects NGC 7538 IRS9 and W33A (Schutte et al. 1999; Raunier et al. 2004). The observations in the gaseous phase are more reliable. Its first detection was towards Sgr B2 (Rubin et al. 1971), and it was subsequently observed in molecular clouds and high-mass star-forming regions (Nummelin et al. 2000; Bisschop et al. 2007; Motiyenko et al. 2012). HNCO has not yet been observed in the solid phase, although it is believed to be present, formed by surface chemistry or energetic processing, and to be responsible for the formation of the abundant cyanate ion OCN (e.g. Soifer et al. 1979; Demyk et al. 1998; Lowenthal et al. 2002; van Broekhuizen et al. 2005). It has been observed in the gas phase in numerous pre- and proto-stellar regions (Bisschop et al. 2007; Marcelino et al. 2009; Rodríguez-Fernández et al. 2010).

An extended set of recent observations of both formamide and isocyanic acid have renewed the interest in these molecules (Mendoza et al. 2014; López-Sepulcre et al. 2015). Mendoza et al. (2014) studied these molecules and observed their emission in the proto-stellar shock regions L1157-B1 and L1157-B2 with the IRAM 30 m radio-telescope. By comparing their results with those already available, they found a linear correlation between the abundances of the two molecules, with HNCO being about three times more abundant than NH2HCO. This implies that the two species are chemically related. The authors suggested molecule formation on icy grain mantles. Further observations of ten low- and intermediate-mass pre- and proto-stellar objects allowed detecting HNCO in all of the sources and NH2HCO in only five of them (López-Sepulcre et al. 2015). An almost linear correlation between HNCO and NH2HCO abundances was confirmed. The fractional abundance (with respect to molecular hydrogen) of HNCO varies from source to source between 2 × 10-10 and 10-7 and the fractional abundance of NH2HCO varies between 2 × 10-11 and 10-8 (Mendoza et al. 2014).

When all of the available observations are considered in a graph where the ratio HNCO/NH2HCO is plotted vs. the luminosity of the source (which spans over six orders of magnitude; see the bottom panel of Fig. 3 in López-Sepulcre et al. 2015), the objects are concentrated in two regions. The first contains objects with a very high ratio (i.e. no or very few formamide has been detected), the other region contains sources for which the two molecules are observed and the ratio spans between about 10 and 0.3. The sources without formamide detection are also the coldest and devoid of hot corinos. The authors concluded that while HNCO can be formed in the gas-phase during the cold stages of star formation, formamide forms mostly on the mantles of dust grains at low temperatures and is expelled into the gas phase when the temperature rises enough to sublimate the icy grain mantles.

Recently, Barone et al. (2015) have studied the reaction NH2+H2CO → NH2HCO + H in theory and found that it can efficiently form formamide in the gas-phase in star-forming regions. They therefore concluded that there is no need to invoke grain-surface chemistry to explain the presence of formamide provided that its precursors NH2 and H2CO are available in the gas phase.

Here we presented the results of laboratory experiments that show the formation of HNCO and NH2HCO after ion bombardment of astrophysical relevant ice mixtures. We have found that at low dose (about 10 eV/16u; Fig. 3), the amount of NH2HCO formed is of the order of a few percent with respect to available nitrogen in the ice mixtures, while the amount of HNCO formed is about one order of magnitude less. The cosmic abundance of nitrogen, as reported by Asplund et al. (2009), is 6.8 × 10-5. In their study of dark clouds, Maret et al. (2006) adopted an elemental nitrogen fractional abundance of 2 × 10-5. If we take into account the value given by Maret et al. (2006), and if we assume that in dense cold proto-stellar regions most nitrogen is in the solid phase, then the amount of NH2HCO that can be formed in icy grain mantles can be as high as 10-7 with respect to hydrogen. Similarly, the amount of HNCO can be as high as 10-8 with respect to hydrogen. When the column density ratio HNCO/NH2HCO is plotted versus dose (see Fig. 2), we note that at the dose values we investigated, the ratio obtained in laboratory is in most cases lower than the ratio observed in star-forming regions (López-Sepulcre et al. 2015). These experimental results indicate that while the observed amount of formamide can be accounted for by cosmic-ray bombardment of icy grain mantles, other processes (such as gas-phase and grain-surface reactions) have to be taken into account to explain the observed gas-phase abundance of HNCO. This suggestion is based on the assumption that after desorption of ice grain mantles, molecules released to the gas phase do not suffer from further processing.

To estimate the time necessary to obtain in star-forming regions the effects observed in the laboratory, we considered the approximation of effective monoenergetic 1 MeV protons (Mennella et al. 2003). Furthermore, our experimental results were obtained using 200 keV protons or 30 keV He ions. To extrapolate the laboratory results to the interstellar medium conditions, we therefore assumed that they scale with the stopping power (S, energy loss per unit path length) of impinging ions (e.g. Palumbo 2006; Sicilia et al. 2012). Then the time is given by (2)where Slab and SISM are the stopping power of 200 keV protons (or 30 keV He+) and 1 MeV protons as obtained from SRIM software (Ziegler et al. 2008), respectively. Fluencelab is the fluence (ions cm-2) as measured during the experiments, and ΦISM is the flux (ions cm-2 s-1) of 1 MeV protons in star-forming regions. This has to be regarded as an effective quantity: it represents the equivalent flux of 1 MeV protons that gives rise to the ionization rate produced by the cosmic ray spectrum if 1 MeV protons were the only source for ionization (Mennella et al. 2003). Table 2 gives the time required in star-forming regions calculated assuming different values of the ionization rate (ζH2 (s-1)), as reported by Mennella et al. (2003), Podio et al. (2014), and Woods et al. (2015). The ionization rate values we considered fall in the range predicted by models (e.g. Padovani et al. 2009, 2013).

The lifetime of pre- and proto-stellar phases have been estimated to be of the order of 105–107 yr (Larson 2003; Caselli & Ceccarelli 2012), thus the results presented in the table demonstrate that the dust has the chance of accumulating a dose of the order of a few eV/16u before the ices desorb. Thus we suggest that most of the formamide observed in these regions is formed by energetic processing of ices.

3.2. Comets

Formamide and isocyanic acid have also been observed in the coma of some comets. HNCO/NH2HCO has been measured for three comets: in the long-period C/1995 O1 Hale-Bopp (Bockelée-Morvan et al. 2000), and recently in comets C/2012 F6 (Lemmon) and C/2013 R1 (Lovejoy) (Biver et al. 2014). It is interesting to note that the molecular number ratios HNCO/NH2HCO are 5 (in the coma of Hale-Bopp), 1.6 (Lemmon), and 1 (Lovejoy). These values are interestingly compatible with those measured in the pre- and proto-stellar regions of young stars. The existence of a link between the composition of the interstellar material and comets has been suggested for a long time (e.g. Greenberg 1982). The hypothesis is that when interstellar grains accrete onto planetesimals and small bodies, they preserve their composition, at least in part.

It is also known, however, that comets are continuously exposed to energetic processes such as cosmic ion and UV photon irradiation, which are able to alter the original cometary material and induce chemical and physical changes, including the formation of molecules that were not originally present. As an example applying experimental results to a specific molecule, it has been suggested that methyl formate is formed in comets after ion bombardment of methanol-bearing ices. It has been evaluated that such a process can account for about 12% of the methyl formate observed in comet Hale-Bopp (Modica et al. 2012). The chemical changes studied in the laboratory have also been used to predict the development of a refractory organic crust that inhibits a direct exposure of ices at the surface (Strazzulla et al. 1991), as presently observed for comet 67P/Churyumov-Gerasimenko by the VIRTIS instrument on the Rosetta spacecraft (Capaccioni et al. 2015). At deeper layers, until about a depth of 5 m, the nucleus is depleted in volatiles and would have a considerable fraction of organic molecules formed because of irradiation along with unrecombined radicals (Strazzulla & Johnson 1991). Near the surface the dose deposited by cosmic ions is high (hundreds of eV/16u) and decreases with the depth. Doses as low as a few eV/16u are accumulated at depth of the order of tens of meters. In addition to the external flux of cosmic ions, the decay of incorporated radioactive elements also produces chemical effects in comets. The radiation from radionuclides consists of the contribution of long-lived (e.g. 129I, 247Cm, 244Pu) and shorted-lived (e.g. 10Be, 237Np, and 26Al) radionuclides. The absorbed dose that has been accumulated throughout the nucleus over the comet lifetime (4.6 × 109 yr) has been estimated to be about 2.3 eV/16u, of which about 0.5 eV/16u are due to long-living nuclides and about 1.8 eV/16u to the shorter living 26Al (Draganić & Draganić 1984). In the first meter of depth this dose is much lower than that due to cosmic rays. Nevertheless, it is important for the total amount of ionizing energy accumulated throughout the nucleus over the comet lifetime because its action is not limited to surface layers, but extends along the entire cometary nucleus that is uniformly irradiated. As demonstrated in this paper and in the literature quoted in Sect. 2.1, formamide and HNCO are formed by energetic processing of frozen mixtures containing simple H-, C-, N-, and O-bearing molecules.

Therefore it makes sense to investigate whether energetic processing of comets can contribute to the formation of the two N-bearing molecules. In comet Hale-Bopp ammonia has been detected in the coma with an abundance of about 1–1.8% with respect to water (Bird et al. 1997; Crovisier & Bockelée-Morvan 1999). Molecular nitrogen is thought to have been the most abundant form of nitrogen in the proto-solar nebula, although it has only recently been observed in situ in comet 67P/Churyumov-Gerasimenko by the Rosetta Orbiter Spectrometer for Ion and Neutral Analysis mass spectrometer onboard the Rosetta spacecraft (Rubin et al. 2015). The molecular number ratio for N2/CO of 5.70 ± 0.66 × 10-3 implies a depletion of 25.4 ± 8.9 with respect to the available pre-solar nitrogen. In Table 3 we report the abundances of relevant molecules measured for the only three comets where HNCO and formamide have been observed. We have scaled the abundance of N2 from that of CO assuming the same ratio as measured for comet 67P/Churyumov-Gerasimenko by Rubin et al. (2015). In Table 3 we also report the ratios of HNCO and formamide with respect to nitrogen atoms in N2 or in NH3. This number can be compared with the results presented in Fig. 3, with the caution that in the figure the ratio refers to the nitrogen originally present, while from the astronomical observations it is not possible to determine to which extent the observed molecular abundances are pristine or modified by post-formation processing. With this in mind, we see, however, that in comets HNCO cannot be produced by energetic processing of the studied ices in significant amount. In addition, assuming that all of the pre-solar molecular nitrogen was incorporated into comets, the ratios in the table would be divided by a factor 25, which is still higher than measured in the laboratory. We then conclude that either HNCO is incorporated in the comet directly from the gas in the solar nebula or it has to be produced by processing of ice mixtures different from those considered here. The case of formamide is different: assuming, conservatively, that the observed ammonia is the pristine one, the results shown in Fig. 3 indicate that the observed ratio of formamide/ammonia can be obtained after a dose of about a few eV/16u.

3.3. Astrobiological relevance of formamide

Among the different theories for the prebiotic chemistry, the extraterrestrial synthesis of organic compounds and their delivery to the Earth’s surface is seen as one of more probable scenarios that occurred on the early Earth and that was responsible for the origin of life. A considerable amount of extraterrestrial material was and is continuously delivered to Earth (between 107 and 109 kg yr-1 of organics in the first billion years; Chyba & Sagan 1992).

Formamide (NH2HCO) is the simplest naturally occurring amide. This compound contains in its structure all the elements that are required for the synthesis of biomolecules, specifically, hydrogen, carbon, oxygen, and nitrogen, with the only exception of phosphorus and sulphur. Although formamide is easily formed by the reaction of hydrogen cyanide with water, we here suggest that it can be directly delivered to Earth by comets and cometary debris. It is a polar solvent like water with the characteristic that many species that are unstable in water with respect to hydrolysis are spontaneously synthesized in formamide. This includes nucleosides (from ribose borates and nucleobases), peptides (from amino acids), and even oligoribonucleotides. Thus its presence on the early Earth could have favoured a further chemical evolution.

An intense experimental analysis has in fact demonstrated that formamide is a very active molecule in the synthesis of fundamental compounds of biochemistry, such as nucleobases and carboxylic acids.

Thus, formamide chemistry is an extremely promising pathway to provide a plausible unitary frame for the origin of the genetic polymers and metabolic cycles in the extant forms of life (Saladino et al. 2012).


This work was supported by the Italian Ministero dell’Istruzione, Università e Ricerca through the grant Progetti Premiali 2012-iALMA (CUP C52I13000140001). This work was also supported by COST Action TD 1308. The research of Z.K. was supported by VEGA – The Slovak Agency for Science, Grant No. 2/0032/14.


  • Allodi, M. A., Baragiola, R. A., Baratta, G. A., et al. 2013, Space Sci. Rev., 180, 101 [NASA ADS] [CrossRef] [Google Scholar]
  • Barone, V., Latouche, C., Skouteris, D., et al. 2015, MNRAS, 453, L31 [NASA ADS] [CrossRef] [Google Scholar]
  • Bergantini, A., Pilling, S., Nair, B. G., et al. 2014, A&A, 570, A120 [NASA ADS] [CrossRef] [EDP Sciences] [Google Scholar]
  • Bernstein, M. P., Sandford, S. A., Allamandola, L. J., et al. 1995, ApJ, 454, 327 [NASA ADS] [CrossRef] [Google Scholar]
  • Bird, M. K., Huchtmeier, W. K., Gensheimer, P., et al. 1997, A&A, 325, L5 [NASA ADS] [Google Scholar]
  • Bisschop, S. E., Jorgensen, J. K., van Dishoeck, E. F., et al. 2007, A&A, 465, 913 [NASA ADS] [CrossRef] [EDP Sciences] [Google Scholar]
  • Biver, N., Bockelée-Morvan, D., Debout, V., et al. 2014, A&A, 566, L5 [NASA ADS] [CrossRef] [EDP Sciences] [Google Scholar]
  • Bockelée-Morvan, D., Lis, D. C., Wink, J. E., et al. 2000, A&A, 353, 1101 [NASA ADS] [Google Scholar]
  • van Broekhuizen, F. A., Pontoppidan, K. M., Fraser, H. J., & van Dishoeck, E. F. 2005, A&A, 441, 249 [NASA ADS] [CrossRef] [EDP Sciences] [Google Scholar]
  • van Broekhiuzen, F. A., Keane, J. V., & Schutte, W. A. 2004, A&A, 415, 425 [NASA ADS] [CrossRef] [EDP Sciences] [Google Scholar]
  • Brucato, J. R., Baratta, G. A., & Strazzulla, G. 2006, A&A, 455, 395 [NASA ADS] [CrossRef] [EDP Sciences] [Google Scholar]
  • Capaccioni, F., Corradini, A., Filacchione, G., et al. 2015, Science, 347, 0628 [CrossRef] [Google Scholar]
  • Caselli, P., & Ceccarelli, C. 2012, A&ARv, 20, 56 [NASA ADS] [CrossRef] [MathSciNet] [Google Scholar]
  • Chyba, C. F., & Sagan, C. 1992, Nature, 255, 125 [NASA ADS] [CrossRef] [PubMed] [Google Scholar]
  • Crovisier, J., & Bockelée-Morvan, D. 1999, Space Sci. Rev., 90, 19 [NASA ADS] [CrossRef] [Google Scholar]
  • Draganić, I. G., & Draganić, Z. D. 1984, Adv. Space Res., 4, 115 [NASA ADS] [CrossRef] [Google Scholar]
  • Demyk, K., Dartois, E., d’Hendecourt, L., et al. 1998, A&A, 339, 553 [NASA ADS] [Google Scholar]
  • Fulvio, D., Sivaraman, B., Baratta, G. A., et al. 2009, Spectrochim. Acta Part A, 72, 1007 [NASA ADS] [CrossRef] [Google Scholar]
  • Gerakines, P. A., Moore, M. H., & Hudson, R. L. 2004, Icarus, 170, 202 [NASA ADS]
Table 1

Peak positions, vibration modes, molecule assignments, and band strengths.

Table 2

Time scales (years) to accumulate a dose of 1, 10 and 100 eV/16u by cosmic ion irradiation of icy mantles of dust grains in pre- and proto-stellar regions.

Table 3

Abundances (with respect to water) of relevant molecules measured for the three comets where HNCO and formamide have been observed.

Isocyanic Acid1


Of the two acids, cyanic acid (H-O-C&tbond;N) and isocyanic acid (H-N=C=O) (1), that arise from the ambident nucleophile cyanate, (1) is the more stable of the two. Since cyanic acid is kinetically unstable,1a,b it is vital to recognize at the outset that much of the preparative work mentioned in the scientific literature for cyanic acid has, in fact, utilized isocyanic acid. Isocyanic acid, for all practical purposes, whether in the gaseous, liquid, or solid state, has the carbimide structure H-N=C=O, and, although in principle it can tautomerize to give cyanic acid, the observed proportion of cyanic acid in organic solvents is essentially negligible.1c Even in aqueous media, it is the isocyanic acid tautomer that predominates.1c

Addition of Polar Compounds to Isocyanic Acid.

Because of the presence of electrophilic functionality (-N=C=O) in isocyanic acid (1), a wide range of polar reagents2 adds across its HN=C bond, such that their nucleophilic end attacks at carbon, and the positive part at nitrogen. In this way, cyclohexylamine forms N-cyclohexylurea in 75% yield,3a alcohols (primary, secondary, and tertiary ROH) give moderate yields3b-d of crystalline allophanates (2), often contaminated with carbamates, and Diphenylphosphine reacts efficiently with (1) in degassed benzene at rt to form carbamoyldiphenylphosphine (3) in 75% yield.4a With an excess of Trifluoroacetic Anhydride at rt, (1) gives perfluorodiacetamide (4) in 90% yield.4b

Formation of Isocyanates.

Because of the ionizable H-N bond, isocyanic acid behaves like a pseudo hydrogen halide. In the presence of a suitable catalyst and appropriate conditions, it adds to reactive unsaturated compounds, and undergoes substitution reactions at Si, Sn, and P. Thus several novel isocyanates have been prepared,5a by reaction of (1) with electron-rich alkenes,5b vinyl ethers,5c reactive carbonyl compounds,5d-g chlorosilanes,5f phosphorus halides,5f organometal oxides,5h and pentafluoroguanidine,5i etc. Some selected examples of isocyanates thus obtained (including yields) are:

Formation of Heterocycles.

Because of the ambident reactivity of isocyanic acid, when -propiolactone and (1) are combined (1:1) with a catalytic amount of Boron Trifluoride Etherate at -22 to 0 °C, 3,4,5,6-tetrahydro-2H-1,3-oxazine-2,4-dione is obtained in 95% yield (eq 1).6 Likewise, the vinylogous carbamate (7) upon condensation with (1) and acetaldehyde in ether at rt gives, in 72% yield, dihydropyrimidin-2-one (8) (eq 2), useful in the synthesis of the marine toxin saxitoxin.7 Treatment of (6) with 1 equiv of (1) and 0.1 equiv of urea at -35 °C for 3 h gives the 5-fluorodihydro-s-triazine-2,4(1H,3H)-dione (9) in 90-100% yield (eq 3).5i Finally, the facile addition of the H-N bond of (1) across the HN=C bond of another molecule explains why (1) readily trimerizes to

Leave a Comment


Your email address will not be published. Required fields are marked *